-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LeSqTDUD1FCw9hwuCBil3t7aqW51Oa6TCKSWWCScKeMwL7qhwltphtkBBI3Fxpa4 gnJnipOCV5GdubkE5s9lVA== 0001012709-99-000064.txt : 19990215 0001012709-99-000064.hdr.sgml : 19990215 ACCESSION NUMBER: 0001012709-99-000064 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RADIANCE MEDICAL SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001013606 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680328265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48781 FILM NUMBER: 99533366 BUSINESS ADDRESS: STREET 1: 13700 ALTON PARKWAY STREET 2: STE 160 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494579546 MAIL ADDRESS: STREET 1: 13900 ALTON PARKWAY STREET 2: SUITE 122 CITY: IRVINE STATE: CA ZIP: 92718 FORMER COMPANY: FORMER CONFORMED NAME: CARDIOVASCULAR DYNAMICS INC DATE OF NAME CHANGE: 19960506 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERACTIVE RESEARCH ADVISERS INC /ADV CENTRAL INDEX KEY: 0000916733 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 770449623 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 PARK CENTER PLAZA STREET 2: SUITE 1300 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4082942200 MAIL ADDRESS: STREET 1: 101 PARK CENTER PLZ STREET 2: SUITE 1300 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE RESEARCH ADVISERS INC /ADV DATE OF NAME CHANGE: 19980217 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* Cardiovascular Dynamics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 14160K 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 14160K 10 2 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Interactive Research Advisers, Inc. -------------------------------------------------------------- EIN: 77-0449623 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) --------------------------------------------------------------- (b) --------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only ---------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization California -------------------- - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power 569,800 Shares Bene- --------------------- ficially ------------------------------------------------------------------ Owned by Each Report- (6) Shared Voting Power 0 ing Person --------------------- With ------------------------------------------------------------------ (7) Sole Dispositive Power 569,800 --------------------- - -------------------------------------------------------------------------------- (8) Shared Dispositive Power 0 --------------------- - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 569,800 ------------------------------------------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------- (See Instructions) ----------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 6.4% -------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IA ------------------- - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: Cardiovascular Dynamics, Inc. ------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 13900 Alton Parkway ----------------------------- Suite 122, Irving, California 92718 - -------------------------------------------------------------------------------- Item 2(a) Name of Person Filing: Interactive Research Advisers, Inc. ------------------------------------------------------ Item 2(b) Address of Principal Business Office or, if none, Residence: 101 Park ----------------- 101 Park, Suite 1300 San Jose, California 95113 - -------------------------------------------------------------------------------- Item 2(c) Citizenship: California ----------------------------------------------------------------- Item 2(d) Title of Class of Securities: Common Stock ----------------------------------------------- Item 2(e) CUSIP Number: 14160K 10 2 ----------------------------------------------------------------- Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [X] Investment Adviser registered under section 203 of the Investment Advisory Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance withss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance withss.240.13d-1(b)(1)(ii)(H) Item 4 Ownership (a) Amount Beneficially Owned: 569,800 shares ------------------------------------------------------------------- (b) Percent of Class: 6.4% ------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 569,800 ------------------ (ii) shared power to vote or to direct the vote 0 ------------------ (iii) sole power to dispose or to direct the disposition of 569,800 ------------------ (iv) shared power to dispose or to direct the disposition of 0 ------------------ Item 5 Ownership of Five Percent or Less of a Class. Inapplicable Item 6 Ownership of More than Five Percent on Behalf of Another Person. Inapplicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Inapplicable Item 8 Identification and Classification of Members of the Group. Inapplicable Item 9 Notice of Dissolution of Group. Inapplicable Item 10 Certification. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 - ------------------------------ Date /s/ Kevin M. Landis - ------------------------------ Signature Kevin M. Landis, President - ------------------------------ Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----